Special Resources » Checklists & Audits: Business & Finance


Checklists and tools for general business and finance. Includes checklists that are currently in use as well as checklist guides to assist businesses with labor laws, financial internal audits, company performance, building lighting assessments and more.

The following is the collection of special resources throughout the library. Click on main category / sub-category for that section of the library OR Click on resource title for immediate access to the resource.
Accounting » Cost Estimate Tools
Online models for estimating the cost of a project, building valuation data, etc

FAA Pricing Handbook [9337] FAA Pricing Handbook : Resource Info
Pricing is a necessary part of any acquisition process

Accounting » Internal Audit
Resources for internal audit departments

Adverse Report - A Checklist for the Audit Committee [6137] Adverse Report - A Checklist for the Audit Committee : Resource Info
Steps the audit committee should take if faced with this situation

COSO Evaluation Form [xls] [19746] COSO Evaluation Form : Resource Info
A sample form in MS Excel format

Guide to Internal Controls [pdf] [2841] Guide to Internal Controls : Resource Info
Advice for departments on how to review the effectiveness of internal control

Internal Controls Checklist [6134] Internal Controls Checklist : Resource Info
AICPA checklist for internal controls

Business Basics » Nonprofit Basics
Resources and tools for managing nonprofits

National Center for Charitable Statistics [12349] National Center for Charitable Statistics : Resource Info
NCCS provides data on nonprofit organization activities

Business Basics » Small Business
Small business guides, handbooks, tools, forms, software

Communicating with Prospective Clients [12503] Communicating with Prospective Clients : Resource Info
Guidelines when meeting with a prospective client

Business Management » Customer Service
Resources on customer relations, complaint handling, customer satisfaction

Effective Customer Relations and Complaint Handling [8652] Effective Customer Relations and Complaint Handling : Resource Info
Evaluate your company for its strengths and weaknesses in promoting customer satisfaction

Business Management » Management Topics
Management tips, strategic planning, project management

Buy/Sell Agreement Checklist [13234] Buy/Sell Agreement Checklist : Resource Info
Use this checklist when buying or selling a business

Business Management » RFP Guides
Write and respond to a Request For Proposal (RFP)

Proposal Checklist [13669] Proposal Checklist : Resource Info
Proposal preparation checklist

Business Security » Building Security
Facility physical and electronic security controls

Building Security Checklist [25290] Building Security Checklist : Resource Info
Provides considerations for assessing your building security

Business Security » Employee Fraud
Employee theft and dishonesty insurance and risk management

Church Financial Controls Checklist [pdf] [22348] Church Financial Controls Checklist : Resource Info
Risk Management and Employee Dishonesty Loss Prevention Checklist

Corporate Law » Forms
Fill-in-the-blank legal forms and contracts

Contract Review Checklist [25287] Contract Review Checklist : Resource Info
Information which should be included in a contract

Corporate Law » Internet Law
Case law and resources on internet technology law

A Checklist for Web Site Counsel [5258] A Checklist for Web Site Counsel : Resource Info
Managing the Legal Risks of E-Commerce: Practical Legal Strategies

Disaster Management » Business Continuity
Business recovery post-disaster and business continuity planning

Business Continuity Plan Checklist [pdf] [29768] Business Continuity Plan Checklist : Resource Info
A checklist that lists the essential ingredients of a business continuity plan

Business Continuity Plan Checklist for Use During a Disaster [pdf] [29770] Business Continuity Plan Checklist for Use During a Disaster : Resource Info
For the four stages of response, resumption, recovery and restoration

Disaster Recovery Plan Checklist [doc] [29766] Disaster Recovery Plan Checklist : Resource Info
A checklist used in creating a business continuity plan

Employee Management » Firing Employees
Resources and issues related to employee terminations

When Should You Fire an Employee? [12497] When Should You Fire an Employee? : Resource Info
A true/false checklist to assist with termination decision-making

Employee Management » HR Policies
Ready-to-use sample letters, contracts, forms, policies, checklists

Business Tools [2028] Business Tools : Resource Info
Ready-to-use business tools: sample letters, contracts, forms, policies and checklists

Financial Management » Employer Pensions
Pension plan guides, data and forms

Pension and Retirement Plan Tools and Tips [5109] Pension and Retirement Plan Tools and Tips : Resource Info
Provides tools (IRS series 5500 forms) & practical applications (checklists, tips)

Insurance » Crop Insurance
Agriculture and crop risk management

Building a Risk Management Plan [8455] Building a Risk Management Plan : Resource Info
Meant to help growers start building a risk management plan

Insurance » Insurance Privacy
Gramm-Leach-Bliley Act requirements, etc.

OCC Privacy Preparedness Questionnaire [18728] OCC Privacy Preparedness Questionnaire : Resource Info
Assessing Existing Information Practices

Property Management » Fire Inspections
Fire safety inspection, protection and suppression checklists

Home Inspection Checklist [pdf] [19468] Home Inspection Checklist : Resource Info
It's hard to remember all the details when you visit alot of properties - checklist may assist you



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