Business Filings » Securities Filings



State bureaus that regulate the offer and sale of securities, license and register the securities brokers and dealers, investment advisers and financial planners

AK-Alaska Securites Division [34741] AK-Alaska Securites Division : Resource Info
Responsible for the regulation of securities in Alaska

AL-Alabama Securities Commission [34718] AL-Alabama Securities Commission : Resource Info
Responsible for the regulation of securities in Alabama

AR-Arkansas Securities Department [34714] AR-Arkansas Securities Department : Resource Info
Responsible for the regulation of securities in Arkansas

AZ-Arizona Securities Divsion [34708] AZ-Arizona Securities Divsion : Resource Info
Responsible for the regulation of securities in Arizona

CA-California Securities Regulation Division [34685] CA-California Securities Regulation Division : Resource Info
Regulates the sale of securities, licenses and registers securites brokers, investment advisers, financial planners

CO-Colorado Divsion of Securities [34705] CO-Colorado Divsion of Securities : Resource Info
Responsible for the regulation of securities in Colorado

CT-Connecticut Securities and Business Investment Division [34729] CT-Connecticut Securities and Business Investment Division : Resource Info
Responsible for the regulation of securities in Connecticut

DC-District of Columbia Securities Bureau [34726] DC-District of Columbia Securities Bureau : Resource Info
Responsible for the regulation of securities in DC

DE-Delaware Securities Division [34727] DE-Delaware Securities Division : Resource Info
Responsible for the regulation of securities in Delaware

FL-Florida Division of Securities [34689] FL-Florida Division of Securities : Resource Info
Responsible for the regulation of securities in Florida

GA-Georgia Securities and Business Regulation [34719] GA-Georgia Securities and Business Regulation : Resource Info
Responsible for the regulation of securities in Georgia

HI-Hawaii Securites Branch [34739] HI-Hawaii Securites Branch : Resource Info
Responsible for the regulation of securities in Hawaii

IA-Iowa Securities & Regulated Industries Bureau [34696] IA-Iowa Securities & Regulated Industries Bureau : Resource Info
Responsible for the regulation of securities in Iowa

ID-Idaho Securities Section [34707] ID-Idaho Securities Section : Resource Info
Responsible for the regulation of securities in Idaho

IL-Illinois Securities Department [34688] IL-Illinois Securities Department : Resource Info
Responsible for the regulation of the securities industry in Illinois and protection of investors

IN-Indiana Securities Division [34692] IN-Indiana Securities Division : Resource Info
Responsible for the regulation of securities in Indiana

KS-Kansas Office of the Securities Commissioner [34704] KS-Kansas Office of the Securities Commissioner : Resource Info
Responsible for the regulation of securities in Kansas

KY-Kentucky Securities Registrations [34723] KY-Kentucky Securities Registrations : Resource Info
Responsible for the regulation of securities in Kentucky

LA-Louisiana Securities Division [34715] LA-Louisiana Securities Division : Resource Info
Responsible for the regulation of securities in Louisiana

MA-Massachusetts Securities Department [34732] MA-Massachusetts Securities Department : Resource Info
Responsible for the regulation of securities in Massachusetts

MD-Maryland Securites Division [34743] MD-Maryland Securites Division : Resource Info
Responsible for the regulation of securities in Maryland

ME-Maine Office of Securites [34738] ME-Maine Office of Securites : Resource Info
Responsible for the regulation of securities in Maine

MI-Michigan Securites Divsion [34693] MI-Michigan Securites Divsion : Resource Info
Responsible for the regulation of securities in Michigan

MN-Minnesota Securites Registration [34695] MN-Minnesota Securites Registration : Resource Info
Responsible for the regulation of securities in Minnesota

MO-Missouri Securities Division [34697] MO-Missouri Securities Division : Resource Info
Responsible for the regulation of securities in Missouri

MS-Mississippi Securities Section [34717] MS-Mississippi Securities Section : Resource Info
Responsible for the regulation of securities in Mississippi

MT-Montana Securities Department [34702] MT-Montana Securities Department : Resource Info
Responsible for the regulation of securities in Montana

NC-North Carolina Securities Division [34720] NC-North Carolina Securities Division : Resource Info
Responsible for the regulation of securities in North Carolina

ND-North Dakota Securities Department [34698] ND-North Dakota Securities Department : Resource Info
Responsible for the regulation of securities in North Dakota

Updated NE-Nebraska Bureau of Securities [34700] NE-Nebraska Bureau of Securities : Resource Info
Responsible for the regulation of securities in Nebraska

NH-New Hampshire Bureau of Securities Regulation [34735] NH-New Hampshire Bureau of Securities Regulation : Resource Info
Responsible for the regulation of securities in New Hampshire

NJ-New Jersey Bureau of Securities [34683] NJ-New Jersey Bureau of Securities : Resource Info
Responsible for the regulation of securities in New Jersey

NM-New Mexico Securities Division [34706] NM-New Mexico Securities Division : Resource Info
Responsible for the regulation of securities in New Mexico

NV-Nevada Securities Divsion [34709] NV-Nevada Securities Divsion : Resource Info
Responsible for the regulation of securities in Nevada

Updated NY-New York Investor Protection Bureau [34684] NY-New York Investor Protection Bureau : Resource Info
Responsible for the regulation of securities in New York

OH-Ohio Division of Securities [34691] OH-Ohio Division of Securities : Resource Info
Responsible for the regulation of securities in Ohio

OK-Oklahoma Securities Commission [34701] OK-Oklahoma Securities Commission : Resource Info
Responsible for the regulation of securities in Oklahoma

OR-Oregon Securities Section [34710] OR-Oregon Securities Section : Resource Info
Responsible for the regulation of securities in Oregon

PA-Pennsylvania Securities Commission [34687] PA-Pennsylvania Securities Commission : Resource Info
Responsible for regulating the securities industry in Pennsylvania

RI-Rhode Island Securities Department [34730] RI-Rhode Island Securities Department : Resource Info
Responsible for the regulation of securities in Rhode Island

SC-South Carolina Securities Divsion [34737] SC-South Carolina Securities Divsion : Resource Info
Responsible for the regulation of securities in South Carolina

SD-South Dakota Securities Division [34699] SD-South Dakota Securities Division : Resource Info
Responsible for the regulation of securities in South Dakota

TN-Tennessee Securities Division [34722] TN-Tennessee Securities Division : Resource Info
Responsible for the regulation of securities in Tennessee

TX-Texas Securities Board [34686] TX-Texas Securities Board : Resource Info
Responsible for regulating the securities industry in Texas

UT-Utah Securities Division [34712] UT-Utah Securities Division : Resource Info
Responsible for the regulation of securities in the State of Utah

VA-Virginia Division of Securities and Retail Franchising [34744] VA-Virginia Division of Securities and Retail Franchising : Resource Info
Responsible for the regulation of securities in Virginia

VT-Vermont Securities Department [34734] VT-Vermont Securities Department : Resource Info
Responsible for the regulation of securities in Vermont

WA-Washington Division of Securities [34711] WA-Washington Division of Securities : Resource Info
Responsible for the regulation of securities in the State of Washington

WI-Wisconsin Division of Securities [34690] WI-Wisconsin Division of Securities : Resource Info
Responsible for the regulation of the securities industry in Wisconsin

WV-West Virginia Securities Commission [34725] WV-West Virginia Securities Commission : Resource Info
Responsible for the regulation of securities in West Virginia

WY-Wyoming Securities Registrations [34703] WY-Wyoming Securities Registrations : Resource Info
Responsible for the regulation of securities in Wyoming



Please report broken links by referencing the [number in brackets in grey].

12th Anniversary

Why Subscribe? View Comparison of the Libraries vs Search Engines

LOGIN [Forgot? | Register]
UserID:
Password:

Quick Access

Case Law & Courts

Business Costs

Business Forms

Sample RFPs

US State Laws

Library Navigation


There are 5 ways to access Library Resources... here's one:
Navigation Help

Navigation Between Libraries



Library Beacon
You can click any of the colored portions of the Library Beacon to go directly to that Library.
Notify My Colleague - Send an Email
© 1996-2008 : Libraries & Directories, Inc. - All Rights Reserved
rmLibrary The Safety Library The Business Library The HR Library The Transportation Library Laws & Regs BuildingACES rmDirectory The Safety Directory The HR Directory Transportation Experts Laws & Regs BuildingACES Libaries & Directories Libaries & Directories Libaries & Directories rmLibrary The Safety Library The Business Library The HR Library The Transportation Library Laws & Regs BuildingACES Libaries & Directories rmLibrary The Safety Library The Business Library The HR Library The Transportation Library Laws & Regs BuildingACES Libaries & Directories rmDirectory The Safety Directory The HR Directory Transportation Experts Laws & Regs BuildingACES