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GCat: Business Administration
MCat: Accounting
Cat: Internal Audit

Internal audit self-assessment questionnaire. Full text of an internal audit guide used by a major university. Internal auditor checklist and program. Issues and answers to risk control and design. Outsourcing, chief auditing executive checklist, whistleblowing, etc.

17 Resources
Articles on Internal Auditing & Fraud Investigation [6131] ?

Series of articles on internal auditing and fraud investigation

Audit Committee Checklist [6137] ?

Questions to Ask and Items to Review

Auditors and Risk Management [23862] ?

What auditors believe, how they work, where their weaknesses are, and what they contribute

Control Self Assessment Questionnaire [27939] ?

Assigns points for each answer to determine the strength of key components of the internal control environment

Control Self-Assessment Questionnaire [26546] ?

Example of a process used by a major university

COSO Evaluation Form [xls] [19746] ?

A sample form in MS Excel format

CSA - Control Self-Assessment & Internal Audits [6135] ?

CSA is a generic term that covers risk self--assessment (RSA), control and risk self-assessment (CRSA)

Guide to Internal Controls [pdf] [2841] ?

Advice for departments on how to review the effectiveness of internal control

IFRS Primer for Audit Committees [pdf] [11878] ?

It is reasonable to believe the SEC may require adoption of IFRS

Internal Audit & NYSE Requirements [27937] ?

Frequently Asked Questions Issues Arising from the SEC’s Approval of NYSE Listing Standards

Internal Controls Checklist [6134] ?

AICPA checklist for internal controls

Internal Controls: Audit Committees Effectiveness [24216] ?

Guidance and tools to make audit committee best practices actionable

Managment Override of Internal Controls [pdf] [11881] ?

Addressing the risk of fraud through management override of internal control over financial reporting

National Bank Director's Toolkit [5843] ?

Internal controls guide for bank directors

Nonprofit Audit Committee - External Audit [pdf] [27403] ?

Advice to assist not for profit audit committees in obtaining an external audit

Nonprofit Internal Controls [pdf] [27402] ?

Guidance for nonprofits related to internal controls

The Institute of Internal Auditors [6132] ?

Professional association of internal auditors - certification body


Related Categories & Information

- Cross References to other LAD Libraries (4)


- Cross References to LAD Directories (4)


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